Raymond James

Raymond James & Associates, Inc. (RJA) – RJA is an investment adviser and full-service broker-dealer dually registered with the Securities and Exchange Commission. RJA also is a member of the Financial Industry Regulatory Authority, the National Futures Association, and the NYSE. RJA’s services include: private client; institutional equity and fixed income sales; investment banking; trading activities; and operations and administration. RJA employs approximately 3,300 financial advisors through its private client group under RJA’s eponymous “Raymond James & Associates, Inc.”RJA serves as a clearing broker-dealer and custodian for many of our affiliated broker-dealer/ investment advisor subsidiaries, including RJFS and RJFSA. Additionally, RJA provides trade execution, custody, and clearing services to non-affiliated registered investment advisers and introducing broker-dealers through its RIA & Custody Services Division (RCS).